Privacy Policy
NovaDius Wealth Management recognizes and respects the privacy expectations of our clients. Confidentiality is one of the core values of NovaDius, and we at NovaDius take the privacy of our clients seriously. Client information is always secured and only accessed by those directly involved in servicing the client. We provide this notice so that you will know what kinds of information we collect about our clients and the circumstances in which that information may be disclosed.
Collection of Client Information
We collect nonpublic personal information about our clients from the following sources:
- Account Applications, advisory agreements and other forms, which may include a client’s name, address, social security number, and information about a client’s investment goals and risk tolerance.
- Account History, including information about the transactions and balances in a client’s account.
- Correspondence, written, telephonic or electronic, between a client and NovaDius or service providers to NovaDius.
Disclosure of Client Information
We will only disclose the information described above under the following circumstances:
- As Authorized – if you request or authorize disclosure of the information.
- As Required by Law – for example, to cooperate with regulators or law enforcement authorities.
Security of Client Information
We require service providers to the firm:
- To maintain policies and procedures designed to assure only appropriate access to information about clients of the firm.
- To limit the use of information about the firm’s clients to the purposes for which the information was disclosed, or as otherwise required by law.
- To maintain physical, electronic and procedural safeguards that comply with federal standards to guard nonpublic personal information about our clients.
Text Messaging
You may opt out of text messages from NovaDius at any time by replying STOP or contacting us at advice@NovaDius.com. We do not share or sell mobile opt-in information to third parties or affiliates for marketing or promotional purposes. Text messaging opt-in data and consent remain confidential and are shared only with service providers supporting our messaging program.
We will adhere to the policies and practices described in this notice regardless of whether you are a prospective, current or former client of the firm.
If you have questions regarding these policies, please contact us by writing to NovaDius Wealth Management, 7300 West 110th Street, Suite 870, Overland Park, KS 66210, Attention: Compliance, by calling (877) 365-3837 option 3, or by e-mailing advice@novadius.com.